DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 25, 2014 | n/a | yes | HAGERSTOWN, MD|FREDERICK, MD|WOODSBORO, MD | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | Sep 17, 2007 | Jan 5, 2010 | no | BETHESDA, MD|FREDERICK, MD|HAGERSTOWN, MD|THURMONT, MD|FROSTBURG, MD|HAGERSTOWN, MD|HAGERSTOWN, MD|HAGERSTOWN, MD|HAGERSTOWN, MD|HAGERSTOWN, MD|CUMBERLAND, MD|CUMBERLAND, MD|EMMITSBURG, MD|HAGERSTOWN, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | L•• F•••••••• L•• | Jan 5, 2010 | Aug 25, 2014 | 1,693 | Firm change after gap | Other |
| M••••••••• B•••••••• S•••••••• I••• | P•• W••••• M••••••••• | Sep 17, 2007 | Sep 17, 2007 |
| Previous registration |
| M••••••••• B•••••••• S•••••••• I••• | n/a | Mar 30, 2006 | Sep 17, 2007 | no | HAGERSTOWN, MD|BALTIMORE, MD|FREDERICK, MD|HAGERSTOWN, MD | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Feb 21, 2001 | Mar 29, 2006 | no | HAGERSTOWN, MD|HAGERSTOWN, MD|FREDERICK, MD | Previous registration |
| 0 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | M••••••••• B•••••••• S•••••••• I••• | Mar 29, 2006 | Mar 30, 2006 | 1 | Firm change | Other |