DFX Intelligence

C•••••• D••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor18 years in industry

C•••••• D••• M••••••

Advisor at V•••• W••••• M••••••••• L••

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:270f7e96-5123-240e-1530-67dc197ee40c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• W••••• M••••••••• L••	Independent wealth	Sep 20, 2022	n/a	yes	WEST DES MOINES, IA	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Sep 16, 2011	Oct 4, 2022	no	REDFIELD, IA\|Urbandale, IA\|REDFIELD, IA\|WEST DES MOINES, IA\|West Des Moines, IA\|Omaha, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	V•••• W••••• M••••••••• L••	Oct 4, 2022	Sep 20, 2022	-14	Firm change	RIA to new firm

Relationships

Registered with (2)

→ V•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 20, 2022 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2011 to Oct 4, 2022factForm ADV

Dated events

Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:270f7e96-5123-240e-1530-67dc197ee40c
First observed: Sep 16, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.