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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

SCOTT WAYNE SORENSON

Advisor at FIRST HEARTLAND CONSULTANTS, INC.

Oronoco, MN

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Search this name across graphsid dfx:ria:270f8683-94ec-9093-3c5e-871fc35ee8d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST HEARTLAND CONSULTANTS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 14, 2012
First registration: Dec 6, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6089452

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Jan 4, 2016	n/a	yes	Oronoco, MN	Current employment
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Dec 14, 2015	no	ROCHESTER, MN\|ROCHESTER, MN	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 23, 2014	Jan 2, 2015	no	ROCHESTER, MN	Previous registration
WADDELL & REED	Former SEC adviser	Dec 6, 2013	Jan 9, 2014	no	ROCHESTER, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	FIRST HEARTLAND CONSULTANTS, INC.	Dec 14, 2015	Jan 4, 2016	21	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other
WADDELL & REED	NEW ENGLAND SECURITIES CORPORATION	Jan 9, 2014	Jan 23, 2014	14	Firm change	Other

Relationships

Registered with (4)

→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: current employment
Jan 4, 2016 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Dec 14, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 23, 2014 to Jan 2, 2015factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Dec 6, 2013 to Jan 9, 2014factForm ADV

Dated events

No dated event names this entity yet.