DFX Intelligence

F•••• J•••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

F•••• J•••• F•••

Advisor at V••••••••• A••••••• S•••••••

WOODBURY, NY | Totowa, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	May 4, 2021	n/a	yes	WOODBURY, NY\|Totowa, NJ	Current employment
W••••••• C•••••• M••••••• L••	Former SEC adviser	Jul 11, 2014	Jun 9, 2021	no	W•••••••, CT\|W•••••••, CT\|W•••••••, CT\|North Haledon, NJ\|W•••••••, CT\|W•••••••, CT\|Totowa, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• C•••••• M••••••• L••	V••••••••• A••••••• S•••••••	Jun 9, 2021	May 4, 2021	-36	Firm change after gap	RIA to ibd
L•• F•••••••• L••	W••••••• C•••••• M••••••• L••	Aug 5, 2014	Jul 11, 2014

Relationships

Registered with (7)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
May 4, 2021 to presentfactForm ADV
→ W••••••• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jul 11, 2014 to Jun 9, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2011 to Aug 5, 2014factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2001
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.