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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

VANDERBILT ADVISORY SERVICES

PFG INVESTMENTS, LLC, CRD 116537

WOODBURY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60203dba-e5ca-ff80-433b-4c3a479e1877

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 220
Dated events: 40
On other graphs: 0
Observed: Sep 13, 2012 to Feb 27, 2026
90 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=131.0
Regulatory AUM: $2.1BItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 166
RAUM per advisor: $12.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 161
Advisory employees: 144
Offices: 43Schedule D 1.F, beyond the principal office
Accounts: 6,470
Individual clients: 5,804
High net worth clients: 395
SEC number: 801-77166
CRD: 116537
Filings on the tape: 90
First filed: Sep 13, 2012
Latest filed: Feb 27, 2026
Organised: Limited Liability Company, NY
Website: infiniteinvestmentstrategies.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 158

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JENNEFER L WALSH	Certified Financial Planner	WOODBURY, NY \| Arvada, CO \| ARVADA, CO	18	23	1	yes
STEPHEN ALFRED DISTANTE	n/a	WOODBURY, NY	16	34	n/a	yes
JEFFREY BILL BAKER	Certified Financial Planner	WOODBURY, NY \| Newburgh, IN	15	41	1	yes
VALENTINA SOLOMITA	n/a	WOODBURY, NY \| NEW YORK, NY	13	35	2	yes
PHILIP MICHAEL SCHOLLER	n/a	Dublin, OH \| WOODBURY, NY	11	26	4	yes
PETER CHRISTOPHER COOK	n/a	WOODBURY, NY	10	39	2	yes
JOHN WILLIAM BROWER	n/a	LONG ISLAND CITY, NY \| WOODBURY, NY	10	37	n/a	yes
GREGORY JOHN MISTOVICH	n/a	HUDSON, MA	10	45	2	yes
DAVID RICHARD LALIBERTE	n/a	HUDSON, MA	10	27	n/a	yes
GEORGE MATTHEW DRAKOS	n/a	Forest Hills, NY \| WOODBURY, NY	10	38	n/a	yes
SIMON KIN MAN CHUNG	n/a	WOODBURY, NY	10	38	n/a	yes
STEPHEN JAY KAUFMAN	n/a	FREEHOLD, NJ \| WOODBURY, NY	9	32	4	yes
JOSEPH HENRY JOHNSON	n/a	WOODBURY, NY	9	42	n/a	yes
MICHAEL EDWARD GORMAN	n/a	Summit, NJ \| WOODBURY, NY	9	54	n/a	yes
LARRY DALE WORDEN	n/a	WOODBURY, NY \| ROGERS, AR	9	21	3	no
MICHAEL DAMIAN EVANS	n/a	WOODBURY, NY \| Chesire, CT	9	32	1	yes
Theresa Timmerman	n/a	North Reading, MA	9	20	3	yes
MICHAEL SWIFT SMITH	n/a	Newmarket, NH	9	27	1	yes
STUART TAYLOR VALENTINE	n/a	Fairfield, IA	9	26	1	yes
TODD MANNING WALKER	n/a	WELLS, VT \| Montpelier, VT \| WOODBURY, NY	9	26	1	yes
JINA AMELIA RACHEL PENN-TRACY	n/a	MINNEAPOLIS, MN	9	16	1	yes
HUNTER DAVIDSON BROWNLIE	n/a	Newmarket, NH	9	33	1	yes
MEHUL MAHENDRA THAKKER	n/a	WOODBURY, NY \| San Leandro, CA	9	25	1	yes
THOMAS FRANCIS RAY	n/a	Petaluma, CA	9	21	2	yes
MAX JACOB MINTZ	n/a	WOODBURY, NY \| Metuchen, NJ	9	10	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANTENOR, JR, DANIEL	CHIEF OPERATIONS OFFICER	Na	yes	01/2022	Feb 27, 2026	Feb 27, 2026
DISTANTE, STEPHEN, ALFRED	Ceo	Na	yes	09/2000	Feb 27, 2026	Feb 27, 2026
PLAPP, MEGAN, LYNN	CHIEF FINANCIAL OFFICER OFFICER	Na	yes	10/2018	Feb 27, 2026	Feb 27, 2026
TRIFILETTI, JOSEPH, JOHN	President	Na	yes	12/2019	Feb 27, 2026	Feb 27, 2026
3DW HOLDINGS LTD, D/B/A VFG	PARENT COMPANY	E	no	12/2025	Feb 27, 2026	Feb 27, 2026
HOWE, STEVEN, MATTHEW	DIRECTOR OF BUSINESS DEVELOPMENT	Na	no	01/2024	Feb 27, 2026	Feb 27, 2026
THOMAS, MICHELLE, DENISE	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Aug 17, 2021	Dec 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONSOLIDATED PORTFOLIO REVIEW CORP	n/a	Independent wealth	$1.6B	Y	yes	n/a
3D WEALTH INSURANCE SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a
ANNUITY DEPOT DBA VANDERBILT INSURANCE	n/a	n/a	n/a	N	yes	n/a
ARK GLOBAL, LLC	n/a	n/a	n/a	Y	yes	n/a
DIEFENDORF PLANNING SERVICES, LTD.	n/a	n/a	n/a	Y	yes	n/a
IMPACTU.INVESTMENTS, LLC	n/a	n/a	n/a	Y	yes	n/a
RETIREMENT PLANNING & ADMINISTRATION, INC.	n/a	n/a	n/a	Y	yes	n/a
VANDERBILT SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published; showing 30 of 42

City	State	Country	Employees	Also broker-dealer
Westport	Ct	United States	5	yes
Rochester	NY	United States	4	yes
Calabasas	CA	United States	3	yes
Fayetteville	NY	United States	3	yes
Lombard	IL	United States	2	yes
NORTH READING	Ma	United States	2	yes
Minneapolis	Mn	United States	2	yes
Metuchen	Nj	United States	2	yes
Totowa	Nj	United States	2	yes
LONG ISLAND CITY	NY	United States	2	yes
Portland	Or	United States	2	yes
Rockville	Va	United States	2	yes
Rogers	Ar	United States	1	yes
ELK GROVE	CA	United States	1	yes
SAN JOSE	CA	United States	1	yes
SAN LEANDRO	CA	United States	1	yes
Arvada	Co	United States	1	yes
Cheshire	Ct	United States	1	yes
Fairfield	Ct	United States	1	yes
FRUITLAND PARK	FL	United States	1	yes
NEW PORT RICHEY	FL	United States	1	yes
SAINT AUGUSTINE,	FL	United States	1	yes
TIERRA VERDE	FL	United States	1	yes
Honolulu	Hi	United States	1	yes
Fairfield	Ia	United States	1	yes
WEST DES MOINES	Ia	United States	1	yes
Indianapolis	In	United States	1	yes
Newburgh	In	United States	1	yes
Westminster	Md	United States	1	yes
Bridgewater	Nj	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$2.1B	$1.9B	161	144	43	n/a	n/a
2024	Mar 13, 2025	$1.6B	$1.6B	132	124	43	n/a	n/a
2023	Nov 24, 2023	$1.1B	$1.0B	107	107	25	n/a	n/a
2022	Nov 18, 2022	$967M	$773M	103	100	19	n/a	n/a
2021	Nov 30, 2021	$1.0B	$1.0B	93	65	19	n/a	n/a
2020	Nov 30, 2020	$616M	$616M	95	45	19	n/a	n/a
2019	Nov 27, 2019	$460M	$460M	83	42	18	n/a	n/a
2018	Nov 29, 2018	$344M	$344M	78	37	18	n/a	n/a
2017	Nov 28, 2017	$190M	$190M	68	35	0	n/a	n/a
2016	Nov 28, 2016	$28.8M	$28.8M	63	11	n/a	n/a	n/a
2015	Nov 23, 2015	$27.7M	$27.7M	36	11	n/a	n/a	n/a
2014	Nov 28, 2014	$38.0M	$38.0M	36	11	n/a	n/a	n/a
2013	Oct 31, 2013	$36.0M	$36.0M	32	9	n/a	n/a	n/a
2012	Mar 27, 2013	$33.8M	$33.8M	32	9	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
23	4	19	2.4%	3	1	0	71	11

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.1B	$1.6B	30.3%	$967M	29.8%	161	132	43	43

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA INVESTMENT ADVISERS LLC	2	Jul 15, 2026	Jul 24, 2026	NEW CITY, NY	Team lift out	Ibd to ibd	0.0%
CETERA INVESTMENT ADVISERS LLC	2	Nov 19, 2025	Nov 18, 2025	ANAHEIM, CA	Team lift out	Ibd to ibd	0.0%
SPIRE WEALTH MANAGEMENT, LLC	3	Oct 31, 2025	Oct 10, 2025	IRVINE, CA	Team lift out	Ibd to ibd	4.4%
SPIRE WEALTH MANAGEMENT, LLC	2	Oct 31, 2025	Oct 10, 2025	MCLEAN, VA	Team lift out	Ibd to ibd	2.9%
CADARET GRANT & CO INC	3	Aug 2, 2024	Aug 5, 2024	SYRACUSE, NY	Team lift out	Ibd to ibd	0.7%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Jul 18, 2024	Aug 30, 2024	INDIANAPOLIS, IN	Team lift out	Ibd to ibd	0.0%
WESTPORT CAPITAL MARKETS, LLC	3	Jun 9, 2021	May 7, 2021	WESTPORT, CT	Firm absorbed	RIA to ibd	50.0%
KMS FINANCIAL SERVICES, INC	2	Oct 30, 2020	Oct 30, 2020	VANCOUVER, WA	Team lift out	Ibd to ibd	0.8%
FINANCIAL WEST GROUP	2	Jul 6, 2017	Jul 26, 2017	MINNEAPOLIS, MN	Team lift out	Other	2.6%
FINANCIAL WEST GROUP	3	Jul 6, 2017	Jul 6, 2017	NEWMARKET, NH	Team lift out	Other	3.9%

Relationships

showing 80 of 220

Registered with (78)

← Moshe Nison L AlpertAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← STEFAN AUSTIN BURKEAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← Zachary S DeMinnoAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← JAMES C DEMINNOAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← JOHN JAY HIGGINSAdvisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← Harrison WustefeldAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← SHARLENE JAMISONAdvisorregistration: current employment
Mar 19, 2026 to presentfactForm ADV
← AMOS AKINYOOYEAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← Brian Kenneth AltounianAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← JOHN DAVID DICKEYAdvisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← TIMOTHY BALLARD WHITEAdvisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← JOSHUA PATRICK HELVIEAdvisorregistration: current employment
Feb 13, 2026 to presentfactForm ADV
← Brenda R TrachselAdvisorregistration: current employment
Jan 26, 2026 to presentfactForm ADV
← Michele Joi DelSordoAdvisorregistration: current employment
Jan 21, 2026 to presentfactForm ADV
← EMMETT DEWITT NEWTONAdvisorregistration: current employment
Jan 14, 2026 to presentfactForm ADV
← MATTHEW D WEGLARZAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← GARY CHARLES GRAYAdvisorregistration: current employment
Nov 18, 2025 to presentfactForm ADV
← JODY LYNN PIERCEAdvisorregistration: current employment
Nov 18, 2025 to presentfactForm ADV
← CHAD NEAULTAdvisorregistration: current employment
Oct 29, 2025 to presentfactForm ADV
← DANA MARIE KILEYAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← Christopher Alan RobertsAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← Cameron JalbertAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← MICHAEL JOHN KILEYAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← KATHY JOY GORDONAdvisorregistration: current employment
Oct 7, 2025 to presentfactForm ADV
← DEAN RICHARD WEERSTRAAdvisorregistration: current employment
Oct 7, 2025 to presentfactForm ADV
← Joseph FernandesAdvisorregistration: current employment
Sep 15, 2025 to presentfactForm ADV
← GREGORY WILLIAM RICKERAdvisorregistration: current employment
Sep 11, 2025 to presentfactForm ADV
← Gale Ann BrodieAdvisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← Tiffany Marie CarrionAdvisorregistration: current employment
Aug 5, 2025 to presentfactForm ADV
← Nicole LauriaAdvisorregistration: current employment
Jul 11, 2025 to presentfactForm ADV
and 48 more

Affiliated with (2)

← CONSOLIDATED PORTFOLIO REVIEW CORPRegistered adviserother investment adviser, control, common control
factForm ADV
→ CONSOLIDATED PORTFOLIO REVIEW CORPRegistered adviserother investment adviser, control, common control
factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 7, 2026
Advisor changed firm
William Paul Fauzio left Vanderbilt Advisory Services for Osaic Wealth, Inc. (registered 2026-08-07)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2026
Team lift-out
2 advisors left Cetera Investment Advisers LLC (New City, NY) for Vanderbilt Advisory Services within 6 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 15, 2026
Advisor changed firm
Timothy Thomas Drake left Vanderbilt Advisory Services for Telos Capital Management, Inc. (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Cary Edward Urich left Vanderbilt Advisory Services for Consolidated Portfolio Review Corp (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
Nov 28, 2025
Regulatory AUM changed
Vanderbilt Advisory Services reported RAUM $2.1B, up 30% from $1.6B (2025-08-13 to 2025-11-28)
Form ADVobserved 4 days ago
$491M
Occurred
Nov 19, 2025
Team lift-out
2 advisors left Cetera Investment Advisers LLC (Anaheim, CA) for Vanderbilt Advisory Services within 9 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Nov 7, 2025
Advisor changed firm
Tyler Keegan left Vanderbilt Advisory Services for Osaic Wealth, Inc. (registered 2026-04-09)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2025
Team lift-out
4 advisors left Spire Wealth Management, LLC (Mclean, VA) for Vanderbilt Advisory Services on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Oct 31, 2025
Team lift-out
3 advisors left Spire Wealth Management, LLC (Irvine, CA) for Vanderbilt Advisory Services on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Aug 5, 2025
Advisor changed firm
Hagop Jack Karadanaian left Vanderbilt Advisory Services for Lazari Capital Management, Inc. (registered 2025-08-13)
Form ADVobserved 4 days ago
Occurred
Jul 11, 2025
Advisor changed firm
Gale Ann Brodie left Vanderbilt Advisory Services for Centaurus Financial, Inc. (registered 2025-07-14)
Form ADVobserved 4 days ago
Occurred
May 9, 2025
Advisor changed firm
Sean Hantes left Vanderbilt Advisory Services for The Pitti Group Wealth Management, Llc (registered 2025-05-16)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2025
Advisor changed firm
James Richard Sophia left Vanderbilt Advisory Services for Bankers Life Advisory Services, Inc. (registered 2026-02-04)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Regina V Frias left Vanderbilt Advisory Services for Centaurus Financial, Inc. (registered 2025-05-09)
Form ADVobserved 4 days ago
Occurred
Nov 25, 2024
Regulatory AUM changed
Vanderbilt Advisory Services reported RAUM $1.6B, up 47% from $1.1B (2024-06-11 to 2024-11-25)
Form ADVobserved 4 days ago
$517M
Occurred
Sep 13, 2024
Advisor changed firm
Daniel J Nelson left Vanderbilt Advisory Services for Park Avenue Securities Llc (registered 2024-09-16)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2024
Team lift-out
3 advisors left Cadaret Grant & CO Inc (Syracuse, NY) for Vanderbilt Advisory Services on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jul 24, 2024
Advisor changed firm
Thomas John Lorenz left Vanderbilt Advisory Services for Webull Advisors Llc (registered 2026-03-12)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2024
Team lift-out
2 advisors left Ameriprise Financial Services, LLC (Indianapolis, IN) for Vanderbilt Advisory Services within 4 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 31, 2023
Advisor changed firm
Albert Bruce Moore left Vanderbilt Advisory Services for Supreme Alliance Llc (registered 2026-02-19)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2023
Control person left
P Douglas Geraghty (Chief Compliance Officer) no longer on Schedule A of Vanderbilt Advisory Services (listed 2023-05-12, absent 2023-08-01)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2023
Advisor changed firm
Douglas P Geraghty left Vanderbilt Advisory Services for Flagstar Securities, Inc. (registered 2025-01-07)
Form ADVobserved 4 days ago
Occurred
Jul 7, 2023
Advisor changed firm
Thomas Wayne Meissner left Vanderbilt Advisory Services for Blackridge Asset Management, Llc (registered 2023-07-07)
Form ADVobserved 4 days ago
Occurred
Jun 15, 2023
Advisor changed firm
Christopher Daniel Corritore left Vanderbilt Advisory Services for Osaic Wealth, Inc. (registered 2023-06-15)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2023
Advisor changed firm
Stephen E Trask left Vanderbilt Advisory Services for Ip Financial Advisory Services Llc (registered 2023-01-24)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Daniel James Prentice left Vanderbilt Advisory Services for Tlg Advisors, Inc. (registered 2022-12-20)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2022
Advisor changed firm
Marc Anton Barretta left Vanderbilt Advisory Services for Lpl Financial Llc (registered 2022-11-07)
Form ADVobserved 4 days ago
Occurred
Jul 7, 2022
Advisor changed firm
Kurt Allen Berry left Vanderbilt Advisory Services for First Advisors National, Llc (registered 2022-07-08)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2022
Control person left
Denise Michelle Thomas (Chief Compliance Officer) no longer on Schedule A of Vanderbilt Advisory Services (listed 2022-01-18, absent 2022-03-22)
Form ADVobserved 4 days ago
Occurred
Jan 4, 2022
Advisor changed firm
Brian C Ginty left Vanderbilt Advisory Services for Osaic Wealth, Inc. (registered 2022-01-03)
Form ADVobserved 4 days ago
Occurred
Nov 30, 2021
Regulatory AUM changed
Vanderbilt Advisory Services reported RAUM $1.0B, up 42% from $736.7M (2021-09-02 to 2021-11-30)
Form ADVobserved 4 days ago
$306M
Occurred
Aug 17, 2021
Control person joined
Denise Michelle Thomas (Chief Compliance Officer) appeared on Schedule A of Vanderbilt Advisory Services
Form ADVobserved 4 days ago
Occurred
Aug 17, 2021
Control person left
Stavros Theologos Basis (Chief Compliance Officer) no longer on Schedule A of Vanderbilt Advisory Services (listed 2021-07-07, absent 2021-08-17)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2021
Control person joined
John Joseph Trifiletti (President) appeared on Schedule A of Vanderbilt Advisory Services
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person joined
Stavros Theologos Basis (Chief Compliance Officer) appeared on Schedule A of Vanderbilt Advisory Services
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Teresa Darlene Spinek (Interim Cco) no longer on Schedule A of Vanderbilt Advisory Services (listed 2021-03-30, absent 2021-04-06)
Form ADVobserved 4 days ago

Show 4 bookkeeping events

Occurred
Sep 16, 2026
Christopher Andrew Arellano registered as an investment adviser representative at Vanderbilt Advisory Services
Occurred
Nov 25, 2024
Vanderbilt Advisory Services reported 43 offices beyond its principal office, up from 25 (2024-06-11 to 2024-11-25)
Occurred
Nov 25, 2024
Vanderbilt Advisory Services reported 132 state-registered advisory representatives, up from 93 (2024-06-11 to 2024-11-25)
Occurred
Nov 24, 2023
Vanderbilt Advisory Services reported 25 offices beyond its principal office, up from 19 (2023-08-22 to 2023-11-24)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60203dba-e5ca-ff80-433b-4c3a479e1877
First observed: Sep 13, 2012
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VANDERBILT ADVISORY SERVICES

PFG INVESTMENTS, LLC, CRD 116537

WOODBURY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60203dba-e5ca-ff80-433b-4c3a479e1877

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JENNEFER L WALSH

Certified Financial Planner

WOODBURY, NY | Arvada, CO | ARVADA, CO

yes

STEPHEN ALFRED DISTANTE

n/a

WOODBURY, NY

n/a

yes

JEFFREY BILL BAKER

Certified Financial Planner

WOODBURY, NY | Newburgh, IN

yes

VALENTINA SOLOMITA

n/a

WOODBURY, NY | NEW YORK, NY

yes

PHILIP MICHAEL SCHOLLER

n/a

Dublin, OH | WOODBURY, NY

yes

PETER CHRISTOPHER COOK

n/a

WOODBURY, NY

yes

JOHN WILLIAM BROWER

n/a

LONG ISLAND CITY, NY | WOODBURY, NY

n/a

yes

GREGORY JOHN MISTOVICH

n/a

HUDSON, MA

yes

DAVID RICHARD LALIBERTE

n/a

HUDSON, MA

n/a

yes

GEORGE MATTHEW DRAKOS

n/a

Forest Hills, NY | WOODBURY, NY

n/a

yes

SIMON KIN MAN CHUNG

n/a

WOODBURY, NY

n/a

yes

STEPHEN JAY KAUFMAN

n/a

FREEHOLD, NJ | WOODBURY, NY

yes

JOSEPH HENRY JOHNSON

n/a

WOODBURY, NY

n/a

yes

MICHAEL EDWARD GORMAN

n/a

Summit, NJ | WOODBURY, NY

n/a

yes

LARRY DALE WORDEN

n/a

WOODBURY, NY | ROGERS, AR

MICHAEL DAMIAN EVANS

n/a

WOODBURY, NY | Chesire, CT

yes

Theresa Timmerman

n/a

North Reading, MA

yes

MICHAEL SWIFT SMITH

n/a

Newmarket, NH

yes

STUART TAYLOR VALENTINE

n/a

Fairfield, IA

yes

TODD MANNING WALKER

n/a

WELLS, VT | Montpelier, VT | WOODBURY, NY

yes

JINA AMELIA RACHEL PENN-TRACY

n/a

MINNEAPOLIS, MN

yes

HUNTER DAVIDSON BROWNLIE

n/a

Newmarket, NH

yes

MEHUL MAHENDRA THAKKER

n/a

WOODBURY, NY | San Leandro, CA

yes

THOMAS FRANCIS RAY

n/a

Petaluma, CA

yes

MAX JACOB MINTZ

n/a

WOODBURY, NY | Metuchen, NJ

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANTENOR, JR, DANIEL

CHIEF OPERATIONS OFFICER

yes

01/2022

Feb 27, 2026

DISTANTE, STEPHEN, ALFRED

Ceo

yes

09/2000

Feb 27, 2026

PLAPP, MEGAN, LYNN

CHIEF FINANCIAL OFFICER OFFICER

yes

10/2018

Feb 27, 2026

TRIFILETTI, JOSEPH, JOHN

President

yes

12/2019

Feb 27, 2026

3DW HOLDINGS LTD, D/B/A VFG

PARENT COMPANY

12/2025

Feb 27, 2026

HOWE, STEVEN, MATTHEW

DIRECTOR OF BUSINESS DEVELOPMENT

01/2024

Feb 27, 2026

THOMAS, MICHELLE, DENISE

CHIEF COMPLIANCE OFFICER

01/2024

Aug 17, 2021

Dec 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONSOLIDATED PORTFOLIO REVIEW CORP

n/a

Independent wealth

$1.6B

yes

n/a

3D WEALTH INSURANCE SERVICES, LLC

n/a

yes

n/a

ANNUITY DEPOT DBA VANDERBILT INSURANCE

n/a

yes

n/a

ARK GLOBAL, LLC

n/a

yes

n/a

DIEFENDORF PLANNING SERVICES, LTD.

n/a

yes

n/a

IMPACTU.INVESTMENTS, LLC

n/a

yes

n/a

RETIREMENT PLANNING & ADMINISTRATION, INC.

n/a

yes

n/a

VANDERBILT SECURITIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Westport

United States

yes

Rochester

United States

yes

Calabasas

United States

yes

Fayetteville

United States

yes

Lombard

United States

yes

NORTH READING

United States

yes

Minneapolis

United States

yes

Metuchen

United States

yes

Totowa

United States

yes

LONG ISLAND CITY

United States

yes

Portland

United States

yes

Rockville

United States

yes

Rogers

United States

yes

ELK GROVE

United States

yes

SAN JOSE

United States

yes

SAN LEANDRO

United States

yes

Arvada

United States

yes

Cheshire

United States

yes

Fairfield

United States

yes

FRUITLAND PARK

United States

yes

NEW PORT RICHEY

United States

yes

SAINT AUGUSTINE,

United States

yes

TIERRA VERDE

United States

yes

Honolulu

United States

yes

Fairfield

United States

yes

WEST DES MOINES

United States

yes

Indianapolis

United States

yes

Newburgh

United States

yes

Westminster

United States

yes

Bridgewater

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$2.1B

$1.9B

161

144

n/a

2024

Mar 13, 2025

$1.6B

132

124

n/a

2023

Nov 24, 2023

$1.1B

$1.0B

107

n/a

2022

Nov 18, 2022

$967M

$773M

103

100

n/a

2021

Nov 30, 2021

$1.0B

n/a

2020

Nov 30, 2020

$616M

n/a

2019

Nov 27, 2019

$460M

n/a

2018

Nov 29, 2018

$344M

n/a

2017

Nov 28, 2017

$190M

n/a

2016

Nov 28, 2016

$28.8M

n/a

2015

Nov 23, 2015

$27.7M

n/a

2014

Nov 28, 2014

$38.0M

n/a

2013

Oct 31, 2013

$36.0M

n/a

2012

Mar 27, 2013

$33.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.4%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.1B

$1.6B

30.3%

$967M

29.8%

161

132

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA INVESTMENT ADVISERS LLC

Jul 15, 2026

Jul 24, 2026

NEW CITY, NY

Team lift out

Ibd to ibd

0.0%

CETERA INVESTMENT ADVISERS LLC

Nov 19, 2025

Nov 18, 2025

ANAHEIM, CA

Team lift out

Ibd to ibd

0.0%

SPIRE WEALTH MANAGEMENT, LLC

Oct 31, 2025

Oct 10, 2025

IRVINE, CA

Team lift out

Ibd to ibd

4.4%

SPIRE WEALTH MANAGEMENT, LLC

Oct 31, 2025

Oct 10, 2025

MCLEAN, VA

Team lift out

Ibd to ibd

2.9%

CADARET GRANT & CO INC

Aug 2, 2024

Aug 5, 2024

SYRACUSE, NY

Team lift out

Ibd to ibd

0.7%

AMERIPRISE FINANCIAL SERVICES, LLC

Jul 18, 2024

Aug 30, 2024

INDIANAPOLIS, IN

Team lift out

Ibd to ibd

0.0%

WESTPORT CAPITAL MARKETS, LLC

Jun 9, 2021

May 7, 2021

WESTPORT, CT

Firm absorbed

RIA to ibd

50.0%

KMS FINANCIAL SERVICES, INC

Oct 30, 2020

VANCOUVER, WA

Team lift out

Ibd to ibd

0.8%

FINANCIAL WEST GROUP

Jul 6, 2017

Jul 26, 2017

MINNEAPOLIS, MN

Team lift out

Other

2.6%

FINANCIAL WEST GROUP

Jul 6, 2017

NEWMARKET, NH

Team lift out

Other

3.9%