DFX Intelligence

A•••••• A•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor31 years in industry

A•••••• A•••• A•••••••

Advisor at A•• W••••• A•••••••

St. Petersburgh, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:271e602e-f246-6076-7afd-06c113a82dd0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 30, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• W••••• A•••••••	Independent wealth	Jul 1, 2021	n/a	yes	St. Petersburgh, FL	Current employment
A•• W••••• A•••••••	Former SEC adviser	Oct 11, 2004	Jul 1, 2021	no	ST. PETERSBURG, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W••••• A•••••••	A•• W••••• A•••••••	Jul 1, 2021	Jul 1, 2021	0	Channel change	RIA to new firm
S••••••••• S••••••••• L••	A•• W••••• A•••••••	Aug 10, 2004	Oct 11, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
124185:314882:FL:2021-07-01	Jul 1, 2021	Jul 1, 2021	ST PETERSBURG, FL	Firm change

Relationships

Registered with (3)

→ A•• W••••• A•••••••Registered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ A•• W••••• A•••••••Registered adviserregistration: previous registration
Oct 11, 2004 to Jul 1, 2021factForm ADV
→ S••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 30, 1999 to Aug 10, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:271e602e-f246-6076-7afd-06c113a82dd0
First observed: Jun 30, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.