DFX Intelligence

M••• E•••••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M••• E•••••••• W•••••••

Advisor at C••••• I••••••••• A••••••• L••

VIENNA, VA

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Search this name across graphsid dfx:ria:2726de82-01ae-5fd5-3353-d007506ab625

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	VIENNA, VA\|VIENNA, VA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 24, 2020	Oct 5, 2022	no	Vienna, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	C••••• I••••••••• A••••••• L••	Oct 5, 2022	Jun 29, 2023	267	Firm change	Ibd to ibd
S•••	M•• I•••••••• S•••••••• L••	Sep 22, 2020	Sep 24, 2020

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 24, 2020 to Oct 5, 2022factForm ADV
→ S•••Registered adviserregistration: previous registration
Jan 2, 2020 to Sep 22, 2020factForm ADV
→ S•••• C•••••• M••••••••• L••

Dated events

Occurred
Oct 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2726de82-01ae-5fd5-3353-d007506ab625
First observed: Apr 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.