DFX Intelligence

S••• D•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S••• D•••• M••••

Advisor at M•••• A•••••••• I•••

GLENDALE, AZ | Glendale, AZ

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Search this name across graphsid dfx:ria:2729cc13-4719-6257-261f-6832723516cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• A•••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• A•••••••• I•••	Former SEC adviser	Jun 21, 2017	n/a	yes	Glendale, AZ\|GLENDALE, AZ	Current employment
S•••••• A••••••• G••••• L••	Independent wealth	Feb 2, 2024	Jul 25, 2024	no	BELLEVUE, WA\|HALFMOON, NY\|GLENDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• A••••••• G••••• L••	n/a	Jul 25, 2024	n/a	n/a	Departure no registered destination	Departure
H•• A••••••• S••••••• L••	M•••• A•••••••• I•••	Jun 13, 2017	Jun 21, 2017	8

Relationships

Registered with (5)

→ M•••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 19, 2007 to May 25, 2016factForm ADV
→ S•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Feb 2, 2024 to Jul 25, 2024factForm ADV
→ H•• A••••••• S••••••• L••Registered adviserregistration: previous registration
Jun 2, 2016 to Jun 13, 2017factForm ADV
→ S•• A•••••••• I•••

Dated events

Occurred
Jul 25, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2729cc13-4719-6257-261f-6832723516cf
First observed: Jan 13, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.