DFX Intelligence

F•••••• S••••••••• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

F•••••• S••••••••• O••

Advisor at K•••••• W•••••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:272a6f25-513b-adf3-f539-7be641427cd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 27, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• W•••••	State registered	Jun 2, 2025	n/a	yes	KNOXVILLE, TN	Current employment
R••••• • K•••••••• I•••	Independent wealth	May 30, 2018	May 8, 2025	no	KNOXVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• • K•••••••• I•••	K•••••• W•••••	May 8, 2025	Jun 2, 2025	25	Firm change	RIA to state RIA
C••••• U•••• I••••••••• S•••••••	R••••• • K•••••••• I•••	Sep 14, 2016	May 30, 2018

Relationships

Registered with (3)

→ K•••••• W•••••Registered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ R••••• • K•••••••• I•••Registered adviserregistration: previous registration
May 30, 2018 to May 8, 2025factForm ADV
→ C••••• U•••• I••••••••• S•••••••Registered adviserregistration: previous registration
May 27, 2015 to Sep 14, 2016factForm ADV

Dated events

Occurred
May 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:272a6f25-513b-adf3-f539-7be641427cd2
First observed: May 27, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.