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K•••• R• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

K•••• R• N•••••

Advisor at S••••• A•••• M••••••••• L•••••

TROY, MI

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Search this name across graphsid dfx:ria:272b9fd3-fdd9-097b-ce97-ab7f0ed1cf60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	May 18, 2026	n/a	yes	TROY, MI	Current employment
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 16, 2011	Oct 14, 2014	no	ROCHESTER, MI\|KENTWOOD, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• A••••••• L••	S••••• A•••• M••••••••• L•••••	Oct 14, 2014	May 18, 2026	4,234	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 16, 2011 to Oct 14, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:272b9fd3-fdd9-097b-ce97-ab7f0ed1cf60
First observed: Sep 16, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.