DFX Intelligence

B••••••• J• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

B••••••• J• A••••

Advisor at C••••• I••••••••• A••••••• L••

Winston Salem, NC

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Search this name across graphsid dfx:ria:27300239-a4d8-0b7d-166a-778a874624ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Winston Salem, NC	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Jul 9, 2020	May 20, 2021	no	GREENSBORO, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• G•••• I••	C••••• I••••••••• A••••••• L••	May 20, 2021	Jun 29, 2023	770	Bulk transfer	Ibd to ibd
P••••••• C•••••• M••••••••• L••	S••••• F•••••••• G•••• I••	Feb 26, 2021	Jul 9, 2020

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Jul 9, 2020 to May 20, 2021factForm ADV
→ P••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2019 to Feb 26, 2021factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27300239-a4d8-0b7d-166a-778a874624ab
First observed: Feb 5, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.