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CRD 128117
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••••• F••••••• N••••••• | Chartered Financial Analyst | LOS ANGELES, CA | Agoura Hills, CA | 22 | 34 | 3 | no |
| D•••• R•• F•••• | Chartered Financial Analyst | LOS ANGELES, CA | 22 | 29 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| B••••••••• M••••••• F•••• L• | Hedge Fund | $4.7M | Mar 7, 2024 | 17 | Mar 17, 2015 | reported | 021-234219 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F•••• M•••• F••••• T•••• U•• D•• 9••••••• | Member | C | yes | 09/2008 | Mar 12, 2012 | Mar 7, 2024 |
| F••••• D••••• R•• | Trustee | F | yes | 09/2008 | Mar 12, 2012 | Mar 7, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $188M | $156M | 20.7% | $138M | 11.1% | 3 | 3 | 3 | 3 |
| no |
| J••• T••• G••••••• | Chartered Financial Analyst | SANTA MONICA, CA | LOS ANGELES, CA | 15 | 22 | n/a | no |
| MANAGING PARTNER |
| Na |
| yes |
| 01/2004 |
| Mar 12, 2012 |
| Mar 7, 2024 |
| M••••• A••• R••••• | Trustee | F | yes | 09/2008 | Mar 12, 2012 | Mar 7, 2024 |
| N••••••• F••••• T•••• U•• D•• 8•••••••• | Member | C | yes | 01/2005 | Mar 12, 2012 | Mar 7, 2024 |
| N•••••••• C••••• | Trustee | F | yes | 08/2004 | Mar 12, 2012 | Mar 7, 2024 |
| N•••••••• J•••••••• F••••••• | Trustee | F | yes | 08/2004 | Mar 12, 2012 | Mar 7, 2024 |
| N•••••••• J•••••••• F••••••• | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | Na | yes | 01/2004 | Mar 12, 2012 | Mar 7, 2024 |
| G•••••••• J•••• T••• | Member | B | no | 06/2008 | Mar 12, 2012 | Mar 7, 2024 |
| Feb 20, 2026 |
| $188M |
| $186M |
| 3 |
| 3 |
| 3 |
| 1 |
| n/a |
| 2024 | Feb 25, 2025 | $156M | $154M | 3 | 3 | 3 | 1 | n/a |
| 2023 | Mar 5, 2024 | $155M | $153M | 3 | 3 | 3 | 1 | $4.7M |
| 2022 | Mar 24, 2023 | $138M | $136M | 3 | 3 | 3 | 1 | $3.3M |
| 2021 | Mar 21, 2022 | $156M | $155M | 3 | 3 | 1 | 1 | $3.3M |
| 2020 | Mar 23, 2021 | $131M | $130M | 3 | 3 | 1 | 1 | $2.8M |
| 2019 | Mar 4, 2020 | $127M | $125M | 3 | 3 | 1 | 1 | $1.9M |
| 2018 | Mar 14, 2019 | $105M | $102M | 3 | 3 | 1 | 1 | $1.8M |
| 2017 | Mar 4, 2018 | $116M | $113M | 3 | 3 | 1 | 1 | $1.9M |
| 2016 | Mar 24, 2017 | $99.4M | $97.1M | 3 | 3 | n/a | 1 | $1.5M |
| 2015 | Mar 9, 2016 | $91.7M | $89.4M | 3 | 3 | n/a | 1 | $725,000 |
| 2014 | Mar 17, 2015 | $100M | $98.4M | 4 | 3 | n/a | 1 | $450,000 |
| 2011 | Mar 12, 2012 | $71.4M | $71.4M | n/a | n/a | n/a | n/a | n/a |