DFX Intelligence

N•• U••• F••• L•: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundOther private fund3(c)(1)dropped

N•• U••• F••• L•

advised by A•••••••• G••••• I••••••••• L••

Delaware, United States

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Data as of Nov 12, 2021 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2016 to Nov 12, 2021
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: A•••••••• G••••• I••••••••• L••CRD 104973
Fund type: POOLED INVESTMENT FUND
Latest reported GAV: $135M••• Locked
Peak reported GAV: $177M
Beneficial owners: 15
Minimum investment: $5.0M
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 12, 2021	$135M

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
S•••• S••••• B••• A•• T•••• C••••••	S•••• S••••• B••• A•• T•••• C••••••	Boston	Massachusetts	United States	no	n/a

Relationships

Advises (1)

← A•••••••• G••••• I••••••••• L••Registered adviserOther Private Fund, IA, no longer reported
Oct 31, 2016 to Nov 12, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 31, 2016
Last observed: Nov 12, 2021 59 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 17 rows

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Apr 11, 2019	$156M	15	$5.0M	0.0%	yes	N•• U••• F••• L•
Mar 29, 2019	$156M	15	$5.0M	0.0%	yes	N•• U••• F••• L•
Mar 30, 2018	$177M	15	$5.0M	0.0%	yes	A••••••• N•• U••• F••• L•
Aug 18, 2017	$118M	10	$5.0M	0.0%	yes	A••••••• N•• U••• F••• L•
Aug 18, 2017	$118M	10	$5.0M	0.0%	yes	A••••••• N•• U••• F••• L•
Mar 31, 2017	$118M	10	$5.0M	0.0%	yes	A••••••• N•• U••• F••• L•
Oct 31, 2016	$0	0	$5.0M	0.0%	yes	A••••••• N•• U••• F••• L•