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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 19, 2021 | n/a | yes | SAN DIEGO, CA | Current employment |
| EDWARD JONES | National bd RIA | Aug 31, 2017 | Feb 1, 2021 | no | San Diego, CA|ST LOUIS, MO|SAN DIEGO, CA|SAN DIEGO, CA|BONITA, CA|LA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Feb 1, 2021 | Mar 19, 2021 | 46 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:6413:CA:2021-02-01 | Feb 1, 2021 | Mar 19, 2021 | LA MESA, CA | Firm change |