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Advisor at HEADLAND CAPITAL
MT. PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HEADLAND CAPITAL | Independent wealth | Dec 18, 2024 | n/a | yes | MT. PLEASANT, SC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 26, 2017 | Oct 6, 2020 | no | ASHLAND, KY|MT. PLEASANT, SC|Mt. Pleasant, SC|Ashland, KY|SAN DIEGO, CA | Previous registration |
| MARYLAND FINANCIAL GROUP, INC. | Former SEC adviser | May 4, 2016 | Dec 18, 2024 | no | ASHLAND, KY|MT. PLEASANT, SC|ROCKVILLE, MD|Mount Pleasant, SC|Ashland, KY | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Apr 14, 2015 | May 11, 2016 | no | CEDAR RAPIDS, IA|MOUNT PLEASANT, SC|MOUNT PLEASANT, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARYLAND FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Dec 18, 2024 | Jul 26, 2017 | -2,702 | Firm change after gap | Other |
| LPL FINANCIAL LLC | HEADLAND CAPITAL | Oct 6, 2020 | Dec 18, 2024 | 1,534 | Firm change after gap | Ibd to new firm |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | MARYLAND FINANCIAL GROUP, INC. | May 11, 2016 | May 4, 2016 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16164:122320:SC:2016-05-11 | May 11, 2016 | May 4, 2016 | MOUNT PLEASANT, SC | Firm change |