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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ROCK HILL, SC | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 1, 2021 | n/a | yes | ROCK HILL, SC|PLYMOUTH, MN | Current employment |
| CARROLL FINANCIAL ASSOCIATES INC | Former SEC adviser | Jun 21, 2019 | Dec 6, 2021 | no | ROCK HILL, SC|ROCK HILL, SC | Previous registration |
| LEPHEW FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 12, 2012 | Jun 18, 2019 | no | ROCK HILL, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CARROLL FINANCIAL ASSOCIATES INC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 6, 2021 | Dec 1, 2021 | -5 | Bulk transfer | RIA to ibd |
| LEPHEW FINANCIAL SERVICES, INC. | CARROLL FINANCIAL ASSOCIATES INC | Jun 18, 2019 | Jun 21, 2019 | 3 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133826:105427:SC:2019-06-18 | Jun 18, 2019 | Jun 21, 2019 | ROCK HILL, SC | Firm change |