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RIA / WealthAdvisor22 years in industry

PHILIP ALLAN BYERS

Advisor at GIMBAL FINANCIAL, LLC

CARMEL, IN

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Search this name across graphsid dfx:ria:2757220c-769e-2316-2f05-812ffd476f0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GIMBAL FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 27, 2004
First registration: Mar 15, 2004
Dual registered: no
Other names: PHIL BYERS|PHILIP ALLAN BYERS JR|PHILIP ALLAN BYERS
IAPD individual key: 4744380

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GIMBAL FINANCIAL, LLC	Independent wealth	Jan 29, 2023	n/a	yes	CARMEL, IN	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 21, 2009	Jan 25, 2023	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INIDIANAPOLIS, IN	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 11, 2009	no	Indianapolis, IN	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 15, 2004	Jun 1, 2009	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	GIMBAL FINANCIAL, LLC	Jan 25, 2023	Jan 29, 2023	4	Firm change	Ibd to RIA
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 11, 2009	Oct 21, 2009	-21	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ GIMBAL FINANCIAL, LLCRegistered adviserregistration: current employment
Jan 29, 2023 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 21, 2009 to Jan 25, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 11, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 15, 2004 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
Philip Allan Byers left Raymond James Financial Services Advisors, Inc for Gimbal Financial, Llc (registered 2023-01-29)
Form ADVobserved 6 days ago