This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$121MItem 5.F on the latest filing (2026-08-21); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$121M

Private client RAUM

$120MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$60.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

242

Individual clients

65

High net worth clients

38

SEC number

801-135186

CRD

339836

Filings on the tape

4

First filed

Dec 18, 2025

Latest filed

Aug 21, 2026

Organised

Limited Liability Company, OH

Website

gudorffinancial.com

• Occurred

  Feb 6, 2026
  Team lift-out

  2 advisors left Cambridge Investment Research Advisors, Inc. (Centerville, OH) for Gudorf Financial Group, LLC on the same day

  Form ADVobserved 3 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2758c81f-96c2-d236-d2f0-93fc4bd35c57

First observed

Dec 18, 2025

Last observed

Aug 21, 2026 29 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.