DFX Intelligence

V••••• K•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

V••••• K•••• R••••••

Advisor at C•••• I••••••••• M••••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:27597735-7423-2108-a674-19d24b7d426d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jul 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• M••••••••• L••	Independent wealth	Aug 19, 2022	n/a	yes	HOUSTON, TX	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Nov 17, 2014	Jul 22, 2022	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	C•••• I••••••••• M••••••••• L••	Jul 22, 2022	Aug 19, 2022	28	Firm change	Ibd to RIA
G•• A••••••• L••	V•••• F•••••••• A•••••••• I•••	Dec 1, 2014	Nov 17, 2014

Relationships

Registered with (9)

→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 19, 2022 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 17, 2014 to Jul 22, 2022factForm ADV
→ G•• A••••••• L••Registered adviserregistration: previous registration
Jun 19, 2008 to Dec 1, 2014factForm ADV
→ G••••• F•••••••• S•••••••• L•••••

Dated events

Occurred
Jul 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27597735-7423-2108-a674-19d24b7d426d
First observed: Jul 17, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.