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K•••• R• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••• R• R•••••••

Advisor at I•• W••••• M••••••••• I•••

DECATUR, IL | Bowling Green, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:275a4baa-0ee8-b769-3add-d6ea8d80525c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• I•••	Bd affiliated wealth	Oct 16, 2024	n/a	yes	Bowling Green, KY\|DECATUR, IL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 18, 2024	Sep 5, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	I•• W••••• M••••••••• I•••	Sep 5, 2024	Oct 16, 2024	41	Firm change	Ibd to ibd
I•• W••••• M••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 1, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:111872:KY:2024-09-05	Sep 5, 2024	Oct 16, 2024	BOWLING GREEN, KY	Firm change
111872:134139:KY:2024-07-01	Jul 1, 2024	Jun 18, 2024	BOWLING GREEN, KY	Firm change

Relationships

Registered with (2)

→ I•• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2007 to Jul 1, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2024 to Sep 5, 2024factForm ADV

Dated events

Occurred
Sep 5, 2024
Advisor changed firm
K•••• R• R••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for I•• W••••• M••••••••• I••• (registered 2024-10-16)
Form ADVobserved 7 days ago
Occurred
Jul 1, 2024
Advisor changed firm
K•••• R• R••••••• left I•• W••••• M••••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-06-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:275a4baa-0ee8-b769-3add-d6ea8d80525c
First observed: Dec 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.