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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Brooklyn Park, MN | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Apr 16, 2025 | n/a | yes | MINNEAPOLIS, MN|Brooklyn Park, MN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2023 | Apr 10, 2025 | no | ST PAUL, MN|BROOKLYN PARK, MN | Previous registration |
| CRI SECURITIES, LLC | Former SEC adviser | May 22, 2017 | Nov 8, 2021 | no | ST PAUL, MN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | May 22, 2017 | Aug 10, 2023 | no | ST PAUL, MN|ST PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Apr 10, 2025 | Apr 16, 2025 | 6 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2023 | Aug 10, 2023 | 0 | Bulk transfer | RIA to ibd |
| CRI SECURITIES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Nov 8, 2021 | May 22, 2017 | -1,631 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 22589:15296:MN:2021-11-04 | Nov 8, 2021 | May 22, 2017 | ST PAUL, MN | Firm change after gap |