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Advisor at LAFAYETTE SQUARE FINANCIAL ADVISORS, INC.
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAFAYETTE SQUARE FINANCIAL ADVISORS, INC. | Former SEC adviser | Sep 11, 2026 | n/a | yes | WALNUT CREEK, CA | Current employment |
| LAFAYETTE SQUARE FINANCIAL ADVISORS, INC. | Former SEC adviser | Sep 11, 2026 | n/a | yes | WALNUT CREEK, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 15, 2023 | n/a | yes | SEATTLE, WA|WALNUT, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 15, 2023 | Sep 18, 2026 | no | Seattle, WA|WALNUT, CA|SEATTLE, WA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 22, 2022 | Jun 30, 2023 | no | Seattle, WA|WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LAFAYETTE SQUARE FINANCIAL ADVISORS, INC. | Sep 18, 2026 | Sep 11, 2026 | -7 | Firm change | Ibd to new firm |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 30, 2023 | Mar 15, 2023 | -107 | Bulk transfer | Ibd to ibd |