DFX Intelligence

T•••••• J••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

T•••••• J••••• M•••••••

Advisor at V•••••••• H•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:276f929e-b4a8-1bcb-3bb1-ee48e61101ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••••• H•••••••• L••	Independent wealth	Apr 13, 2023	n/a	yes	Tampa, FL\|KNOXVILLE, TN\|Asheville, NC	Current employment
P•• A•••• M••••••••• C•••	Mixed wealth	Dec 20, 2016	Apr 20, 2023	no	Clearwater, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A•••• M••••••••• C•••	V•••••••• H•••••••• L••	Apr 20, 2023	Apr 13, 2023	-7	Firm change	RIA to RIA
S••••	P•• A•••• M••••••••• C•••	Dec 12, 2016	Dec 20, 2016

Relationships

Registered with (3)

→ V•••••••• H•••••••• L••Registered adviserregistration: current employment
Apr 13, 2023 to presentfactForm ADV
→ P•• A•••• M••••••••• C•••Registered adviserregistration: previous registration
Dec 20, 2016 to Apr 20, 2023factForm ADV
→ S••••Registered adviserregistration: previous registration
Jan 13, 2009 to Dec 12, 2016factForm ADV

Dated events

Occurred
Apr 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:276f929e-b4a8-1bcb-3bb1-ee48e61101ba
First observed: Apr 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.