Y• J••••

Advisor at M••••• S••••••

St. Paul, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:277837e2-6cf4-a190-298a-73003540f2d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 26, 2023	n/a	yes	St. Paul, MN	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jan 20, 2022	Jul 7, 2023	no	Waukesha, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	M••••• S••••••	Jul 7, 2023	Jul 26, 2023	19	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	R•••••• J•••• • A••••••••• I•••	Jan 27, 2022	Jan 20, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:705:WI:2022-01-25	Jan 27, 2022	Jan 20, 2022	MILWAUKEE, WI	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 26, 2023 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2022 to Jul 7, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 4, 2019 to Jan 27, 2022factForm ADV

Dated events

Occurred
Jul 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:277837e2-6cf4-a190-298a-73003540f2d8
First observed: Mar 4, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.