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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

MELISSA RIOS

Advisor at STRATEGIC ADVISERS LLC

DANBURY, CT

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Search this name across graphsid dfx:ria:2779450f-86e2-563b-afe0-d27683cf3c4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Apr 10, 2019
First registration: Aug 3, 2021
Dual registered: yes, broker-dealer
IAPD individual key: 7000640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	DANBURY, CT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 22, 2022	Mar 31, 2025	no	DANBURY, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 17, 2022	Aug 16, 2022	no	PURCHASE, NY\|CARMEL, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 3, 2021	Dec 22, 2021	no	POUGHKEEPSIE, NY\|WAPPINGERS FALLS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 16, 2022	Nov 22, 2022	98	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Dec 22, 2021	Mar 17, 2022	85	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 22, 2022 to Mar 31, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 17, 2022 to Aug 16, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 3, 2021 to Dec 22, 2021factForm ADV

Dated events

Occurred
Aug 16, 2022
Advisor changed firm
Melissa Rios left Wells Fargo Advisors for Fidelity Personal And Workplace Advisors (registered 2022-11-22)
Form ADVobserved 4 days ago