DFX Intelligence

A••• O••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst35 years in industry

A••• O••• M••••

Advisor at F•••••••• T•••• A•••• M••••••••• C••••••••

BOCA RATON, FL | DELRAY BEACH, FL

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Search this name across graphsid dfx:ria:277d2922-60b3-fd8a-6407-bcc8e82a5e93

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• T•••• A•••• M••••••••• C••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 30derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• T•••• A•••• M••••••••• C••••••••	Independent wealth	Sep 25, 1995	n/a	yes	DELRAY BEACH, FL\|BOCA RATON, FL	Current employment
S•••••••• G••••• A•••• M••••••••• L••	Former SEC adviser	Aug 5, 2002	Sep 29, 2004	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• G••••• A•••• M••••••••• L••	n/a	Sep 29, 2004	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ F•••••••• T•••• A•••• M••••••••• C••••••••Registered adviserregistration: current employment
Sep 25, 1995 to presentfactForm ADV
→ S•••••••• G••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 5, 2002 to Sep 29, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:277d2922-60b3-fd8a-6407-bcc8e82a5e93
First observed: Aug 5, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.