DFX Intelligence

E•• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

E•• C•••••• M••••••••• I•••

CRD 105680

NEW YORK, NY

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Search this name across graphsid dfx:ria:27808496-12f0-5201-ab0e-ae696be568b4

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 1
Observed: Mar 29, 2012 to Mar 30, 2021
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

E•• C•••••• M••••••••• I•••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $476,633derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••• V•••• A•• F••• I• L•	Real Estate Fund	$32.2M	May 11, 2018	50	Mar 30, 2017	dropped	021-268170
E•••• M••••••••• F••• 2••• L••	Real Estate Fund	$26.2M	May 11, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•• C•••••• H••••••• I•••	Shareholder	E	yes	07/1986	Mar 25, 2013	Mar 30, 2021
E•• C•••••• H••••••• I•••	S••••••••• O• E•• C•••••• M••••••••• I•••	E	yes	07/1986	Mar 25, 2013	Mar 30, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• R••••• C••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.0B	$914M	10.5%	$1.0B	-0.2%	9	9	0	0

Relationships

Controls (3)

← L••••• C••••••••• A••••OwnerCHAIRMAN, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← L••••• R•••••• D••••••OwnerCHIEF EXECUTIVE OFFICER AND PRESIDENT, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← E•• C•••••• H••••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 25, 2013 to presentfactForm ADV

Affiliated with (1)

← E•• R••••• S••••••••• I••Registered adviser

Dated events

Occurred
Jul 24, 2019
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 24, 2019
Control person left
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27808496-12f0-5201-ab0e-ae696be568b4
First observed: Mar 29, 2012
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.