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T•••••• B•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

T•••••• B•••• S••••••••

Advisor at O•••• W••••• M••••••••• L••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:27866293-7206-4fe9-a10d-5910a9484fb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W••••• M••••••••• L••	State registered	Mar 9, 2025	n/a	yes	RICHARDSON, TX	Current employment
S••• L••• • C••••••	State registered	Dec 21, 2020	Mar 7, 2025	no	Garland, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••• L••• • C••••••	O•••• W••••• M••••••••• L••	Mar 7, 2025	Mar 9, 2025	2	Firm change	Other
W•••• F•••• A•••••••	S••• L••• • C••••••	May 15, 2014

Relationships

Registered with (4)

→ O•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 9, 2025 to presentfactForm ADV
→ S••• L••• • C••••••Registered adviserregistration: previous registration
Dec 21, 2020 to Mar 7, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 4, 2011 to May 15, 2014factForm ADV
→ M••••• S••••••

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
T•••••• B•••• S•••••••• left S••• L••• • C•••••• for O•••• W••••• M••••••••• L•• (registered 2025-03-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27866293-7206-4fe9-a10d-5910a9484fb3
First observed: Apr 30, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.