A••• A• N•••

Advisor at N• F•••••••• P••••

HUNTINGTON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27941196-2958-f3f7-228d-8d802fb219fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N• F•••••••• P••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N• F•••••••• P••••	Independent wealth	Jul 25, 2025	n/a	yes	HUNTINGTON, NY	Current employment
U••••• F•••••••• P••••••• G•••• L••	Independent wealth	Feb 14, 2021	Oct 13, 2025	no	HAUPPAUGE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• F•••••••• P••••••• G•••• L••	N• F•••••••• P••••	Oct 13, 2025	Jul 25, 2025	-80	Firm change after gap	RIA to new firm
P••• A••••• S••••••••• L••	U••••• F•••••••• P••••••• G•••• L••	Feb 25, 2021	Feb 14, 2021

Relationships

Registered with (3)

→ N• F•••••••• P••••Registered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ U••••• F•••••••• P••••••• G•••• L••Registered adviserregistration: previous registration
Feb 14, 2021 to Oct 13, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 25, 2015 to Feb 25, 2021factForm ADV

Dated events

Occurred
Oct 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27941196-2958-f3f7-228d-8d802fb219fe
First observed: Jun 25, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.