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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Joshua Eric Reyes

Advisor at RBC ROCHDALE, LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:279d853a-e7a2-d9a1-24f3-80be2729ca73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC ROCHDALE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 4, 2014
First registration: Jun 4, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6200145

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC ROCHDALE, LLC	Bd affiliated wealth	Jan 27, 2026	n/a	yes	NEW YORK, NY	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 21, 2021	Jan 22, 2026	no	LOS ANGELES, CA\|PASADENA, CA\|PASADENA, CA\|Claremont, CA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 17, 2018	Jan 15, 2021	no	Glendale, CA\|Thousand Oaks, CA\|Whittier, CA	Previous registration
EQUANIMITY FINANCIAL PARTNERS	Independent wealth	Jun 4, 2018	Jun 22, 2018	no	PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	RBC ROCHDALE, LLC	Jan 22, 2026	Jan 27, 2026	5	Firm change	Wirehouse to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	UBS FINANCIAL SERVICES INC.	Jan 15, 2021	Jan 21, 2021	6	Firm change	Ibd to wirehouse
EQUANIMITY FINANCIAL PARTNERS	THRIVENT INVESTMENT MANAGEMENT INC.	Jun 22, 2018	Aug 17, 2018	56	Firm change	RIA to ibd

Relationships

Registered with (4)

→ RBC ROCHDALE, LLCRegistered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 21, 2021 to Jan 22, 2026factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 17, 2018 to Jan 15, 2021factForm ADV
→ EQUANIMITY FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Jun 4, 2018 to Jun 22, 2018factForm ADV

Dated events

Occurred
Jan 22, 2026
Advisor changed firm
Joshua Eric Reyes left Ubs Financial Services Inc. for Rbc Rochdale, Llc (registered 2026-01-27)
Form ADVobserved 5 days ago