DFX Intelligence

P••• S••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P••• S••••••••• I••

CRD 110048

CENTENNIAL, CO

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Search this name across graphsid dfx:ria:27a1556c-92e3-d925-49ee-fe96fc6d3c11

Data as of Jun 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Jan 25, 2012 to Jun 30, 2021
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

P••• S••••••••• I••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $292M••• Locked
Discretionary RAUM: $188M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• R•••••• H•••••	Owner	E	yes	12/2009	Jun 18, 2012	Jun 30, 2021
G•••••• K•••••••• A••	CCO, VICE PRESIDENT	Na	yes	09/2017	Sep 27, 2017	Jun 30, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L• T•••• C•••••• I•••	n/a	n/a	n/a	Y	yes	Co

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 12, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$292M	$212M	37.7%	$202M	13.1%	3	3	0	0

Relationships

Controls (4)

← B•••••••• R•••••• H•••••OwnerOWNER, ownership code E, individual
Jun 18, 2012 to presentfactForm ADV
← J••••••• B••••• R••••••OwnerCOO, PRESIDENT, ownership code NA, individual
Feb 5, 2018 to presentfactForm ADV
← G•••••• K•••••••• A••OwnerCCO, VICE PRESIDENT, ownership code NA, individual
Sep 27, 2017 to presentfactForm ADV
← R••••• B••••••• H•••••••• I•••OwnerOWNER, ownership code E, domestic entity
Jun 18, 2012 to presentfact

Dated events

Occurred
Sep 27, 2017
First Form ADV filing
P••• S••••••••• I•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27a1556c-92e3-d925-49ee-fe96fc6d3c11
First observed: Jan 25, 2012
Last observed: Jun 30, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.