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RIA / WealthAdvisor15 years in industry

RICHARD T KINNEY

Advisor at TREK FINANCIAL

Irmo, SC | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27a40030-6166-cb1a-36a5-ec57e6d9d0bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TREK FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Aug 30, 2011
First registration: Aug 31, 2011
Dual registered: no
Other names: Rick Kinney
IAPD individual key: 5831971

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TREK FINANCIAL	Independent wealth	Jul 25, 2018	n/a	yes	Irmo, SC\|SCOTTSDALE, AZ	Current employment
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Apr 25, 2016	Jul 25, 2018	no	Irmo, SC\|CINCINNATI, OH	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Aug 31, 2011	Apr 21, 2016	no	IRMO, SC\|KENTWOOD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORTER INVESTMENT MANAGEMENT, LLC	TREK FINANCIAL	Jul 25, 2018	Jul 25, 2018	0	Firm change	RIA to RIA
REGAL INVESTMENT ADVISORS LLC	HORTER INVESTMENT MANAGEMENT, LLC	Apr 21, 2016	Apr 25, 2016	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119880:109376:OH:2018-07-25	Jul 25, 2018	Jul 25, 2018	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ TREK FINANCIALRegistered adviserregistration: current employment
Jul 25, 2018 to presentfactForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2016 to Jul 25, 2018factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Aug 31, 2011 to Apr 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27a40030-6166-cb1a-36a5-ec57e6d9d0bb
First observed: Aug 31, 2011
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD T KINNEY

Advisor at TREK FINANCIAL

Irmo, SC | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27a40030-6166-cb1a-36a5-ec57e6d9d0bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

TREK FINANCIAL

Independent wealth

Jul 25, 2018

n/a

yes

Irmo, SC|SCOTTSDALE, AZ

Current employment

HORTER INVESTMENT MANAGEMENT, LLC

Independent wealth

Apr 25, 2016

Jul 25, 2018

Irmo, SC|CINCINNATI, OH

Previous registration

REGAL INVESTMENT ADVISORS LLC

Bd affiliated wealth

Aug 31, 2011

Apr 21, 2016

IRMO, SC|KENTWOOD, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HORTER INVESTMENT MANAGEMENT, LLC

TREK FINANCIAL

Jul 25, 2018

Firm change

RIA to RIA

REGAL INVESTMENT ADVISORS LLC

HORTER INVESTMENT MANAGEMENT, LLC

Apr 21, 2016

Apr 25, 2016

Firm change

Other

Team

Left

Joined

From

Kind

119880:109376:OH:2018-07-25

Jul 25, 2018

CINCINNATI, OH

Firm change