DFX Intelligence
Data Factory
Reading the graph
Reading the graph
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Advisor at M••••••••• C•••••• M•••••••••
El Segundo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••••• C•••••• M••••••••• | Independent wealth | Mar 18, 2019 | n/a | yes | El Segundo, CA | Current employment |
| T•••••• A•••••••• I••• | Former SEC adviser | Jan 7, 2016 | Jul 13, 2016 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• V•••• M••••••••• L•• | T•••••• A•••••••• I••• | Oct 1, 2018 | Jan 7, 2016 | -998 | Firm change after gap | Other |
| T•••••• A•••••••• I••• | M••••••••• C•••••• M••••••••• | Jul 13, 2016 |
| Previous registration |
| C•••••• V•••• M••••••••• L•• | Independent wealth | Nov 6, 2013 | Oct 1, 2018 | no | BEVERLY HILLS, CA|MANHATTAN BEACH, CA | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 26, 2012 | Oct 25, 2013 | no | LOS ANGELES, CA | Previous registration |
| S••••• P••• C••••••• L•• | State registered | Oct 14, 2009 | Dec 7, 2012 | no | MEDFIELD, MA | Previous registration |
| 978 |
| Firm change after gap |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C•••••• V•••• M••••••••• L•• | Oct 25, 2013 | Nov 6, 2013 | 12 | Firm change | Other |
| S••••• P••• C••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 7, 2012 | Oct 26, 2012 | -42 | Firm change after gap | Other |