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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)36 years in industry

JEFFREY ROBERT STEELE

Advisor at COMMONWEALTH FINANCIAL NETWORK

Troy, MI | Frankenmuth, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27aa8d2a-abdf-a5b9-104e-4bf6db140c8d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Sep 28, 1990
First registration: May 18, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2066976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Nov 12, 2019	n/a	yes	Troy, MI\|Frankenmuth, MI	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Nov 8, 2019	no	SAGINAW, MI\|TROY, MI	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 18, 2006	Mar 25, 2017	no	ORMOND BEACH, FL\|SAGINAW, MI\|ANN ARBOR, MI\|ANN ARBOR, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	Nov 8, 2019	Nov 12, 2019	4	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10409:8032:MI:2019-11-08	Nov 8, 2019	Nov 12, 2019	TROY, MI	Firm change

Relationships

Registered with (3)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Nov 12, 2019 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Nov 8, 2019factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 18, 2006 to Mar 25, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27aa8d2a-abdf-a5b9-104e-4bf6db140c8d
First observed: May 18, 2006
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JEFFREY ROBERT STEELE

Advisor at COMMONWEALTH FINANCIAL NETWORK

Troy, MI | Frankenmuth, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27aa8d2a-abdf-a5b9-104e-4bf6db140c8d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Nov 12, 2019

n/a

yes

Troy, MI|Frankenmuth, MI

Current employment

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Mar 25, 2017

Nov 8, 2019

SAGINAW, MI|TROY, MI

Previous registration

MSI FINANCIAL SERVICES, INC.

Former SEC adviser

May 18, 2006

Mar 25, 2017

ORMOND BEACH, FL|SAGINAW, MI|ANN ARBOR, MI|ANN ARBOR, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MML INVESTORS SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

Nov 8, 2019

Nov 12, 2019

Firm change

Ibd to ibd

MSI FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

Mar 25, 2017

Bulk transfer

Other

Team

Left

Joined

From

Kind

10409:8032:MI:2019-11-08

Nov 8, 2019

Nov 12, 2019

TROY, MI

Firm change