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Reading the graph
Advisor at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
BRISTOL, CT | Palm Coast, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | Independent wealth | Apr 14, 2020 | n/a | yes | BRISTOL, CT|Palm Coast, FL|Palm Coast, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 7, 2013 | Jul 30, 2018 | no | BRISTOL, CT|BRISTOL, CT|WATERTOWN, CT|WINDSOR, CT|SOUTHINGTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | Jul 30, 2018 | Apr 14, 2020 | 624 | Firm change after gap | RIA to RIA |