DFX Intelligence

C•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

C•••••• C••••••••

Advisor at W•• A••••••••• L••

SALISBURY, CT | DALLAS, TX

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Search this name across graphsid dfx:ria:27b15f11-4741-198f-e987-be1f07306271

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•• A••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•• A••••••••• L••	State registered	Jun 18, 2012	n/a	yes	SALISBURY, CT\|DALLAS, TX\|SALISBURY, CT	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Jan 3, 2006	Nov 8, 2011	no	SALISBURY, CT\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	W•• A••••••••• L••	Nov 8, 2011	Jun 18, 2012	223	Firm change	Other
T•••• S••••• S••••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Dec 31, 2005	Jan 3, 2006

Relationships

Registered with (3)

→ W•• A••••••••• L••Registered adviserregistration: current employment
Jun 18, 2012 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2006 to Nov 8, 2011factForm ADV
→ T•••• S••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2005 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27b15f11-4741-198f-e987-be1f07306271
First observed: Jul 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.