DFX Intelligence

A•• M••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

A•• M••• R••••••••

Advisor at O••••••••• A•••• M••••••••• L••

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27b36058-53f0-43e9-bf4f-c826604c36b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Feb 2, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A•• M••• R••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• A•••• M••••••••• L••	Independent wealth	Nov 21, 2007	n/a	yes	STAMFORD, CT	Current employment
B••• S•••••• A•••• M••••••••• I•••	No RAUM reported	Feb 2, 2006	Jul 11, 2007	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S•••••• A•••• M••••••••• I•••	O••••••••• A•••• M••••••••• L••	Jul 11, 2007	Nov 21, 2007	133	Firm change	Other

Relationships

Registered with (2)

→ O••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Nov 21, 2007 to presentfactForm ADV
→ B••• S•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2006 to Jul 11, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27b36058-53f0-43e9-bf4f-c826604c36b6
First observed: Feb 2, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.