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C••••••••• C••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C••••••••• C••• M•••••

Advisor at G•••••••• J•••• W••••• M••••••••• L••

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:27b3d624-ba56-6f6b-ff81-97037f6e877e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• J•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• J•••• W••••• M••••••••• L••	Independent wealth	Aug 27, 2023	n/a	yes	LITTLE ROCK, AR	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Oct 5, 2022	Aug 22, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	G•••••••• J•••• W••••• M••••••••• L••	Aug 22, 2023	Aug 27, 2023	5	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ G•••••••• J•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 27, 2023 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 5, 2022 to Aug 22, 2023factForm ADV

Dated events

Occurred
Aug 22, 2023
Advisor changed firm
C••••••••• C••• M••••• left R•••••• J•••• • A••••••••• I••• for G•••••••• J•••• W••••• M••••••••• L•• (registered 2023-08-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27b3d624-ba56-6f6b-ff81-97037f6e877e
First observed: Oct 5, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.