DFX Intelligence

G••••••••• I••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

G••••••••• I••••••••• A•••••••• L••

CRD 312306

ATLANTA, GA

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Search this name across graphs

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 3
Observed: Feb 16, 2021 to Mar 20, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••••••• I••••••••• A•••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

G••••••••• I••••••••• A•••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Creditidentity

G••••••••• I••••••••• A•••••••• L••

Private credit manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.1B••• Locked
Discretionary RAUM: $8.4M
Private client RAUM: $3.1Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••••••• C••••• P••••••• I•• L••	Other Private Fund	$6.3M	Mar 20, 2026	30	Mar 28, 2018	reported	021-282399
G••••••••• P•••••• E••••• P••••••• I• L••	Private Equity Fund	$2.1M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••• S••••••• W••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2020	Mar 20, 2026	Mar 20, 2026
W••• S•••••• H•••	CHIEF INVESTMENT OFFICER	Na	yes	10/2020	Mar 20, 2026	Mar 20, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••••• C•••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
G••••••••• F••• M••••••••• I• L••	n/a	n/a	n/a	N	yes	n/a
G••••••••• F••• M••••••••• I•• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$2.7B	12.1%	$2.0B	15.7%	4	4	0	0

Relationships

Advises (4)

→ G••••••••• P•••••• E••••• P••••••• I• L••Private fundPrivate Equity Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ G••••••••• C••••• P••••••• I•• L••Private fundOther Private Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ G••••••••• A••••••• R••••• F•••• L••Private fundHedge Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ G••••••••• C••••• P••••••• I• L••

Dated events

Order

Occurred
24 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
$850M
Occurred
28 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$1.0B
Occurred
16 Feb 2021
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 16, 2021
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.