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Advisor at MML INVESTORS SERVICES, LLC
SPRINGFIELD, MA | Lancaster, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 23, 2019 | n/a | yes | SPRINGFIELD, MA|Lancaster, MA | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Dec 2, 2014 | Nov 6, 2017 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 14, 2011 | Nov 24, 2014 | no | WALTHAM, MA|WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | MML INVESTORS SERVICES, LLC | Nov 6, 2017 | Sep 23, 2019 | 686 | Firm change after gap | Other |
| COMMONWEALTH FINANCIAL NETWORK | SIGNATOR INVESTORS, INC. | Nov 24, 2014 | Dec 2, 2014 | 8 | Firm change | Other |