DFX Intelligence

M••••• P•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M••••• P•••• D•••••••

Advisor at B•• W••••• A•••••••• L••

VERNON HILLS, IL

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Search this name across graphsid dfx:ria:27c47920-f364-e69d-ff4c-36b0a1881104

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• W••••• A•••••••• L••	Independent wealth	Sep 16, 2022	n/a	yes	VERNON HILLS, IL	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Sep 2, 2022	Sep 6, 2022	no	VERNON HILLS, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	B•• W••••• A•••••••• L••	Sep 6, 2022	Sep 16, 2022	10	Firm change	Ibd to RIA
B••• O•• S••••••••• C•••••••••	C••• F•••••••• S•••••••• L•••	Jun 1, 2004	Sep 2, 2022

Relationships

Registered with (3)

→ B•• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 16, 2022 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Sep 2, 2022 to Sep 6, 2022factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Nov 28, 2003 to Jun 1, 2004factForm ADV

Dated events

Occurred
Sep 6, 2022
Advisor changed firm
M••••• P•••• D••••••• left C••• F•••••••• S•••••••• L••• for B•• W••••• A•••••••• L•• (registered 2022-09-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27c47920-f364-e69d-ff4c-36b0a1881104
First observed: Nov 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.