DFX Intelligence

R••••• R•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

R••••• R•••••• F•••••

Advisor at T•• W••••• M••••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:27c60ad6-8320-ace7-9771-23a84059ca04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• M••••••••• L••	Other adviser	Jul 23, 2020	n/a	yes	HOUSTON, TX	Current employment
O•• F••••••••	Former SEC adviser	Aug 21, 2015	Mar 31, 2021	no	HARLINGEN, TX\|CONCORD, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• F••••••••	T•• W••••• M••••••••• L••	Mar 31, 2021	Jul 23, 2020	-251	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
138615:309370:CA:2021-03-31	Mar 31, 2021	Jul 23, 2020	CONCORD, CA	Firm change after gap

Relationships

Registered with (2)

→ T•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 23, 2020 to presentfactForm ADV
→ O•• F••••••••Registered adviserregistration: previous registration
Aug 21, 2015 to Mar 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27c60ad6-8320-ace7-9771-23a84059ca04
First observed: Aug 21, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.