DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 21, 2007 | n/a | yes | ST LOUIS, MO | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Aug 21, 2012 | Mar 14, 2013 | no | SWANSEA, IL|MEMPHIS, TN | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 26, 1999 | May 14, 2007 | no | KIRKWOOD, MO|SUNSET HILLS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | n/a | Mar 14, 2013 | n/a | n/a | Departure no registered destination | Departure |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | May 14, 2007 | Jun 21, 2007 | 38 | Firm change | Ibd to ibd |