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D•••• N•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

D•••• N•••• W••••••

Advisor at B••••••••• C•••••• A•••••••• I•••

EL DORADO HILLS, CA

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Search this name across graphsid dfx:ria:27c9790f-d135-5197-73ff-3bc3516e9107

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• A•••••••• I•••	Independent wealth	Aug 8, 2006	n/a	yes	EL DORADO HILLS, CA	Current employment
C••••••• J•••• W•	n/a	Jan 10, 2006	Jul 30, 2006	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• J•••• W•	B••••••••• C•••••• A•••••••• I•••	Jul 30, 2006	Aug 8, 2006	9	Firm change	Other
U•• F•••••••• S••••••• I•••	C••••••• J•••• W•	Jul 8, 2005

Relationships

Registered with (4)

→ B••••••••• C•••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 8, 2006 to presentfactForm ADV
→ C••••••• J•••• W•Registered adviserregistration: previous registration
Jan 10, 2006 to Jul 30, 2006factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2005 to Jul 8, 2005factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27c9790f-d135-5197-73ff-3bc3516e9107
First observed: Jul 20, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.