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Advisor at BLACKWATCH FINANCIAL GROUP, LLC
LISLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLACKWATCH FINANCIAL GROUP, LLC | Former SEC adviser | Apr 26, 2024 | n/a | yes | LISLE, IL | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Aug 11, 2016 | Feb 14, 2024 | no | Woodridge, IL|Westmont, IL|HINSDALE, IL|Downers Grove, IL|ORLAND PARK, IL|Chicago, IL|NAPERVILLE, IL|LOCKPORT, IL|Orland Hills, IL|Naperville, IL|FLOSSMOOR, IL|Bolingbrook, IL|Bolingbrook, IL|AURORA, IL|Homewood, IL|Lemont, IL|ORLAND PARK, IL|Naperville, IL|Plainfield, IL|HINSDALE, IL|Westmont, IL | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Jun 9, 2014 | Aug 5, 2016 | no | BERKELEY, IL|SAN ANTONIO, TX|OAK BROOK, IL|NAPERVILLE, IL|Palos Park, IL | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Sep 5, 2013 | May 2, 2014 | no | SAN ANTONIO, TX|OSWEGO, IL | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Jan 14, 2013 | Sep 6, 2013 | no | CHICAGO, IL|BIRMINGHAM, AL|CHICAGO, IL | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 1, 2011 | Dec 31, 2012 | no | AURORA, IL|OAKBROOK TERRACE, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | BLACKWATCH FINANCIAL GROUP, LLC | Feb 14, 2024 | Apr 26, 2024 | 72 | Firm change | Ibd to new firm |
| INVESTMENT PROFESSIONALS, INC. | U.S. BANCORP INVESTMENTS, INC. | Aug 5, 2016 | Aug 11, 2016 | 6 | Firm change | Other |
| CONCOURSE FINANCIAL GROUP ADVISORS | INVESTMENT PROFESSIONALS, INC. | Sep 6, 2013 | Sep 5, 2013 | -1 | Firm change | Other |
| WOODBURY FINANCIAL SERVICES, INC. | CONCOURSE FINANCIAL GROUP ADVISORS | Dec 31, 2012 | Jan 14, 2013 | 14 | Firm change | Other |