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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

GOEHRING & ROZENCWAJG ASSOCIATES, LLC

CRD 283394

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27ce4c6a-8104-c0d4-e2a3-a239b49781c4

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 8
On other graphs: 1
Observed: May 19, 2016 to May 4, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Goehring & Rozencwajg Associates, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.51 institutional_share=0.12 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
Private funds: 3Schedule D 7.B(1)
SEC number: 801-107891
CRD: 283394
Filings on the tape: 18
First filed: May 19, 2016
Latest filed: May 4, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G&R AMBRI FUND, LP	Venture Capital Fund	$5.0M	Jan 23, 2024	8	Mar 31, 2022	reported	021-409531
G&R BOSTTON METAL FUND BVI, LP	Other Private Fund	$4.3M	Jan 23, 2024	3	Jan 23, 2024	reported	021-1990342
G&R BOSTON METAL FUND, LP	Other Private Fund	$1.0M	Jan 23, 2024	1	Jan 23, 2024	reported	021-1990271

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOEHRING, LEIGH, RICHARD	MANAGING MEMBER	D	yes	12/2015	May 19, 2016	Jan 23, 2024
OFRIEL, KEVIN, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Mar 31, 2022	Jan 23, 2024
ROZENCWAJG, ADAM, ALEXANDAR	MANAGING MEMBER	D	yes	12/2015	May 19, 2016	Jan 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$1.5B	$1.5B	6	2	0	3	n/a
2024	Mar 11, 2025	$726M	$726M	6	2	0	3	n/a
2023	Jan 23, 2024	$544M	$544M	6	2	0	3	$10.2M
2022	Mar 23, 2023	$356M	$356M	6	2	0	1	$5.0M
2021	Mar 31, 2022	$244M	$244M	5	2	0	1	$5.0M
2020	Mar 25, 2021	$71.9M	$71.9M	3	2	0	n/a	n/a
2019	Mar 25, 2020	$78.6M	$78.6M	3	2	0	n/a	n/a
2018	Mar 20, 2019	$31.0M	$31.0M	3	2	0	n/a	n/a
2017	Mar 21, 2018	$26.9M	$26.9M	3	2	0	n/a	n/a
2016	Mar 31, 2017	$5.9M	$5.9M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$726M	108.6%	$356M	62.1%	6	6	0	0

Relationships

Advises (3)

→ G&R BOSTON METAL FUND, LPPrivate fundOther Private Fund, IA
Jan 23, 2024 to presentfactForm ADV
→ G&R BOSTTON METAL FUND BVI, LPPrivate fundOther Private Fund, IA
Jan 23, 2024 to presentfactForm ADV
→ G&R AMBRI FUND, LPPrivate fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV

Controls (3)

← OFRIEL, KEVIN, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Jan 23, 2024factForm ADV
← ROZENCWAJG, ADAM, ALEXANDAROwnerMANAGING MEMBER, ownership code D, individual
May 19, 2016 to Jan 23, 2024factForm ADV
← GOEHRING, LEIGH, RICHARDOwnerMANAGING MEMBER, ownership code D, individual
May 19, 2016 to Jan 23, 2024factForm ADV

Dated events

Occurred
Mar 18, 2026
Regulatory AUM changed
Goehring & Rozencwajg Associates, Llc reported RAUM $1.5B, up 109% from $726.2M (2025-03-11 to 2026-03-18)
Form ADVobserved 5 days ago
$788M
Occurred
Mar 11, 2025
Regulatory AUM changed
Goehring & Rozencwajg Associates, Llc reported RAUM $726.2M, up 34% from $543.8M (2024-01-23 to 2025-03-11)
Form ADVobserved 5 days ago
$182M
Occurred
Jan 23, 2024
Regulatory AUM changed
Goehring & Rozencwajg Associates, Llc reported RAUM $543.8M, up 53% from $355.6M (2023-03-23 to 2024-01-23)
Form ADVobserved 5 days ago
$188M
Occurred
Mar 23, 2023
Regulatory AUM changed
Goehring & Rozencwajg Associates, Llc reported RAUM $355.6M, up 46% from $243.5M (2022-12-09 to 2023-03-23)
Form ADVobserved 5 days ago
$112M
Occurred
Mar 31, 2022
Regulatory AUM changed
Goehring & Rozencwajg Associates, Llc reported RAUM $243.5M, up 239% from $71.9M (2021-03-25 to 2022-03-31)
Form ADVobserved 5 days ago
$172M
Occurred
Mar 31, 2022
Control person left
Kevin Joseph Herlihy (Chief Compliance Officer) no longer on Schedule A of Goehring & Rozencwajg Associates, Llc (listed 2021-03-25, absent 2022-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
John Kevin Ofriel (Chief Compliance Officer) appeared on Schedule A of Goehring & Rozencwajg Associates, Llc
Form ADVobserved 5 days ago
Occurred
May 19, 2016
First Form ADV filing
Goehring & Rozencwajg Associates, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27ce4c6a-8104-c0d4-e2a3-a239b49781c4
First observed: May 19, 2016
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOEHRING & ROZENCWAJG ASSOCIATES, LLC

CRD 283394

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27ce4c6a-8104-c0d4-e2a3-a239b49781c4

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

G&R AMBRI FUND, LP

Venture Capital Fund

$5.0M

Jan 23, 2024

Mar 31, 2022

reported

021-409531

G&R BOSTTON METAL FUND BVI, LP

Other Private Fund

$4.3M

Jan 23, 2024

reported

021-1990342

G&R BOSTON METAL FUND, LP

Other Private Fund

$1.0M

Jan 23, 2024

reported

021-1990271

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOEHRING, LEIGH, RICHARD

MANAGING MEMBER

yes

12/2015

May 19, 2016

Jan 23, 2024

OFRIEL, KEVIN, JOHN

CHIEF COMPLIANCE OFFICER

yes

01/2022

Mar 31, 2022

Jan 23, 2024

ROZENCWAJG, ADAM, ALEXANDAR

MANAGING MEMBER

yes

12/2015

May 19, 2016

Jan 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$1.5B

n/a

2024

Mar 11, 2025

$726M

n/a

2023

Jan 23, 2024

$544M

$10.2M

2022

Mar 23, 2023

$356M

$5.0M

2021

Mar 31, 2022

$244M

$5.0M

2020

Mar 25, 2021

$71.9M

n/a

2019

Mar 25, 2020

$78.6M

n/a

2018

Mar 20, 2019

$31.0M

n/a

2017

Mar 21, 2018

$26.9M

n/a

2016

Mar 31, 2017

$5.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$726M

108.6%

$356M

62.1%