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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

AEQUUS WEALTH MANAGEMENT RESOURCES, LLC

CRD 106563

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27d02428-8bd7-6b8f-eeea-fcfd908b58f1

Data as of Jul 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Jul 24, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $147MItem 5.F on the latest filing (2015-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 295
SEC number: 801-41118
CRD: 106563
Filings on the tape: 6
First filed: Mar 28, 2012
Latest filed: Jul 24, 2015
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MATON, CICILY, CARSON	Member	D	yes	10/2004	Mar 28, 2012	Jul 24, 2015
MATON, MICHELLE, LOUISE	MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	10/2004	Mar 28, 2012	Jul 24, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 9, 2015	$147M	$0	3	3	n/a	n/a	n/a
2013	Mar 17, 2014	$133M	$0	2	2	n/a	n/a	n/a
2012	Mar 8, 2013	$118M	$0	2	2	n/a	n/a	n/a
2011	Mar 28, 2012	$106M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$147M	$133M	10.6%	$106M	11.7%	2	2	n/a	n/a

Relationships

Controls (2)

← MATON, CICILY, CARSONOwnerMEMBER, ownership code D, individual
Mar 28, 2012 to presentfactForm ADV
← MATON, MICHELLE, LOUISEOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (2)

← MICHELLE LOUISE MATONAdvisorregistration: previous registration
May 5, 1998 to Sep 16, 2015factForm ADV
← DANIEL BRIAN FITZGERALDAdvisorregistration: previous registration
Jun 11, 2014 to Jul 24, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27d02428-8bd7-6b8f-eeea-fcfd908b58f1
First observed: Mar 28, 2012
Last observed: Jul 24, 2015 135 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEQUUS WEALTH MANAGEMENT RESOURCES, LLC

CRD 106563

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27d02428-8bd7-6b8f-eeea-fcfd908b58f1

Data as of Jul 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MATON, CICILY, CARSON

Member

yes

10/2004

Mar 28, 2012

Jul 24, 2015

MATON, MICHELLE, LOUISE

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

10/2004

Mar 28, 2012

Jul 24, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 9, 2015

$147M

n/a

2013

Mar 17, 2014

$133M

n/a

2012

Mar 8, 2013

$118M

n/a

2011

Mar 28, 2012

$106M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$147M

$133M

10.6%

$106M

11.7%

n/a