DFX Intelligence

C•• U••••• V••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•• U••••• V••••••• M••••••••• L••

CRD 283270

PALO ALTO, CA

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Search this name across graphsid dfx:ria:27d3f7dd-6ff9-efdd-888f-9e02d8173096

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 1
Observed: Jun 28, 2020 to Mar 31, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C•• U••••• V••••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $219M••• Locked
Discretionary RAUM: $219M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• U••••• V••••••• I• L•••	Venture Capital Fund	$290M	Mar 28, 2024	6	Jul 1, 2016	reported	021-260237

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• S•••••• • M•••••••• I••••••••• M••••••••• G•••• C••• L•••	Shareholder	E	yes	06/2015	Jun 28, 2020	Mar 28, 2024
C•• S• G• L•••	MEMBER OF C•• U••••• V••••••• M••••••••• G•• L••	D	yes	10/2015	Jun 28, 2020	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••• S•••••• • M•••••••• I••••••••• M••••••••• G•••• C••• L••	n/a	n/a	n/a	Y	yes	n/a
C•• U••••• V••••••• M••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
L• L•

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$219M	$237M	-7.8%	$314M	-11.4%	3	4	0	0

Relationships

Advises (1)

→ C•• U••••• V••••••• I• L•••Private fundVenture Capital Fund, IA
Jul 1, 2016 to presentfactForm ADV

Controls (7)

← Y••• H•••••••OwnerMANAGING MEMBER OF C•• U••••• V••••••• M••••••••• L••, ownership code C, individual
Jun 28, 2020 to Mar 28, 2024factForm ADV
← S•••• X•••••••••OwnerSHAREHOLDER, ownership code C, individual
Jun 28, 2020 to Mar 28, 2024factForm ADV
← L•• L•OwnerMANAGING MEMBER OF C•• U••••• V••••••• M••••••••• L••, ownership code NA, individual

Dated events

Occurred
Mar 30, 2022
Regulatory AUM changed
C•• U••••• V••••••• M••••••••• L•• reported RAUM $345.3M, up 98% from $174.3M (2021-05-11 to 2022-03-30)
Form ADVobserved 7 days ago
$171M
Occurred
Jun 29, 2020
Control person joined
L• L• (Managing Member Of C•• U••••• V••••••• M••••••••• G•• L••) appeared on Schedule A of C•• U••••• V••••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Jun 28, 2020
First Form ADV filing
C•• U••••• V••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27d3f7dd-6ff9-efdd-888f-9e02d8173096
First observed: Jun 28, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.