DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WESTEND ADVISORS, LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTEND ADVISORS, LLC | Independent wealth | May 28, 2008 | n/a | yes | CHARLOTTE, NC | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 16, 2005 | Jan 24, 2008 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WESTEND ADVISORS, LLC | Jan 24, 2008 | May 28, 2008 | 125 | Firm change | Other |