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W•••••• J••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

W•••••• J••••• K••••••

Advisor at M•• I••••••••• L••

M••••••, NJ | Ocean View, DE

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Search this name across graphsid dfx:ria:27e97023-200b-7368-482f-081f68075f2a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I••••••••• L••	Independent wealth	Feb 2, 2005	n/a	yes	M••••••, NJ\|Ocean View, DE	Current employment
M•••••• F•••••••• G••••• L••	n/a	Feb 2, 2005	Dec 22, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• G••••• L••	M•• I••••••••• L••	Dec 22, 2010	Feb 2, 2005	-2,149	Firm change after gap	Other

Relationships

Registered with (2)

→ M•• I••••••••• L••Registered adviserregistration: current employment
Feb 2, 2005 to presentfactForm ADV
→ M•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 2, 2005 to Dec 22, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27e97023-200b-7368-482f-081f68075f2a
First observed: Feb 2, 2005
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.